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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-22 |
| FL | RA | APPROVED | 2017-06-09 |
Branch Locations
Cwm Retail, Sales 2700 Post Oak Blvd, Suite 520, Houston, TX 77056 • United States
Tomball, TX • United States
Cpwm, 201 S. Biscayne Blvd 5Th Fl/Ste 530 & 6Th Fl/Ste 600, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 05/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 05/2017 |
| Citigroup | Miami | FL | 05/2017 | Present |
FERCAPA LLC; Investment-related; Nature: Property management and eventually real estate investment.; Tomball, TX; Started: 4/13/2024; Title: Manager; Duties: None. I might help out with odd jobs, but there is no remuneration involved. ; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./// PRXIMA Companies LLC; Not Investment-related; Nature: Technology Consulting; Houston Texas; Started: January 15, 2025; Title: Partner; Duties: None; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-07-18 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-01 |
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