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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-22
FL RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2022-02-22
  • FL RA
    APPROVED
    Since 2017-06-09

Branch Locations

Cwm Retail, Sales 2700 Post Oak Blvd, Suite 520, Houston, TX 77056 • United States

Tomball, TX • United States

Cpwm, 201 S. Biscayne Blvd 5Th Fl/Ste 530 & 6Th Fl/Ste 600, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 05/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 05/2017
Citigroup Miami FL 05/2017 Present
Previous Registrations
Other Businesses

FERCAPA LLC; Investment-related; Nature: Property management and eventually real estate investment.; Tomball, TX; Started: 4/13/2024; Title: Manager; Duties: None. I might help out with odd jobs, but there is no remuneration involved. ; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./// PRXIMA Companies LLC; Not Investment-related; Nature: Technology Consulting; Houston Texas; Started: January 15, 2025; Title: Partner; Duties: None; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-18
S65 Uniform Investment Adviser Law Examination 2013-03-01
  • S63 Uniform Securities Agent State Law Examination
    2016-07-18
  • S65 Uniform Investment Adviser Law Examination
    2013-03-01
Other Names
  • Francisco F. Pastor

View on SEC IAPD

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