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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-12
FL RA APPROVED 2024-07-09
  • TX RA
    APPROVED
    Since 2024-08-12
  • FL RA
    APPROVED
    Since 2024-07-09

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Brandon, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 11/2009 07/2024
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2024
Ubs Financial Services Tampa FL 07/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2020 Present
  • 11/2009 → 07/2024
    Morgan Stanley Smith Barney
    Tampa, FL
  • 01/2015 → 07/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2024 → Present
    Ubs Financial Services
    Tampa, FL
  • 01/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. JR HALL HOLDINGS INC; RESIDENTIAL RENTAL REAL ESTATE; REAL ESTATE; 2404 PUTMAN DRIVE, TYLERSBURG PA; PRESIDENT, TREASURER, SECRETARY; 10 HOURS PER MONTH 0 DURING SECURITIES HOURS; MAINTAIN THE PROPERTIES AND COLLECT THE RENT;WHOLESALE POWERSPORTS,MOTORCYCLE DEALER, EFFECTIVE 09/2015, 6 HRS OUTSIDE BUSINESS HOURS 2) JR Hall Holdings, brandon FL United States- 33511, Sole proprietorship, Real Estate Holding Company, Proprietor / owner, Manage the maintanence of the properties & collect any rents due, start date-11/1/2011, I own the properties. 3) Wholesale Powersports, brandon FL United States-33511, Partnership, Retailers (Apparel, Food, General), Former Motorcycle Dealership -Inactive currently, Proprietor / owner, Business is still open but operations have ceased, start date-10/30/2015, I own the properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2007-03-09

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