John C Rogers

Current Employers

Employment History

• 05/2016 → 12/2016
  Unemployed
  New York, NY
• 01/2017 → 12/2022
  Aa Castro Complex Litigation, Appeals & Negotiation, Pllc
  New York, NY
• 08/2019 → 11/2022
  Equity Services Inc
  Montpelier, VT
• 11/2018 → 01/2023
  National Life Insurance Company, Inc.
  White Plains, NY
• 05/2023 → 04/2026
  Wealthcare Financial Group, Inc
  Peachtree City, GA
• 04/2026 → Present
  Lpl Financial Llc
  New York, NY
• 01/2023 → 05/2023
  Unemployed
  New York, NY

Previous Registrations

• 2019-08-27 → 2022-11-15
  Equity Services, Inc.
  White Plains, NY
  White Plains, NY
  New York, NY
• 2011-10-26 → 2012-10-26
  Ubs Financial Services Inc.
  Jersey City, NJ
  Weehawken, NJ
• 2009-01-21 → 2010-07-21
  Valic Financial Advisors, Inc.
  Fresno, CA
  Modesto, CA
• 2007-11-15 → 2009-01-21
  Waddell & Reed
  Fresno, CA

Other Businesses

1. 03/2026 - Alpha UMi Financial - Non-Variable Insurance - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - New York, NY, 10032 - OBA Start Date: 01/02/2023 2. 03/2026 - Alpha UMi Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 240 Hour(s)/Month - 130 Hour(s) During Trading - New York, NY, 10032 - OBA Start Date: 08/25/2021 3. 03/2026 - Wealthcare Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 240 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/1/2026 4. 03/2026 - The Collective Consulting Group, LLC - Business Owner - Inv Related - 40 Hour(s)/Month - 10 Hour(s) During Trading - Fresno, CA, 93711 - OBA Start Date: 09/19/2024 5. 03/2026 - B.I.G. Aquisitions - Business Owner - Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Fresno, CA, 93720 - OBA Start Date: 05/03/2023 6. 03/2026 - CJG Insurance Services, Inc. - Business Owner - Inv Related - 4 Hour(s)/Month - 0 Hour(s) During Trading - Fresno, CA, 93727 - OBA Start Date: 06/21/2025 7. 03/2026 - Clarity Accountants, LLC - Business Owner - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Midlothian, VA, 23112 - OBA Start Date: 12/22/2022

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-09-27
• S65 Uniform Investment Adviser Law Examination
  2007-11-14

Designations

Other Names

• John Christopher Rogers
• Jack C Rogers
• John C Rogers