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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED | 2019-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Visalia | CA | 10/2014 | 12/2019 |
| Mml Investors Services | Visalia | CA | 11/2014 | 12/2019 |
| Ameriprise Financial Services, Inc | Visalia | CA | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Visalia | CA | 03/2020 | Present |
Independent Insurance Brokering; MassMutual; 10/05/2014; Disability Income / Guardian Life Ins; 01/25/2015; / Principal Life Ins Co; 05/14/2009; . Business Ownership; CDVG LLC; Owner; LLC for real-estate partnership; 721 N Shirk Rd, , Visalia, CA, 93291; Not Investment-Related; 08/06/2020; 1 to 9 hours per month; 0 during trading hours / D Squared Management Group; Owner; Manage Ameriprise Business; 721 n shirk road, House C, Visalia, CA, 93291; Investment-Related; 09/11/2025; 0 hours per month; 0 during trading hours / Center Street Holdings; Providing client service support and leadership for the business as it relates to strategic direction, operation, business development and financial management.; LLC, Operations for financial practice; 108 w center ave, , Visalia, CA, 93291; Not Investment-Related; 04/01/2022; 40 to 59 hours per month; 20 to 39 during trading hours / D Squared Holdings; Co-owner; Real Estate; 721 n shirk road, house c, Visalia, CA, 93291; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-15 |
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