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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2020-01-30
LA RA APPROVED 2015-07-24
TX RA APPROVED_RES 2014-08-25
  • MS RA
    APPROVED
    Since 2020-01-30
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2014-08-25

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

250 Beauvoir Rd Ste 1C, Biloxi, MS 39531 • United States

215 S Railroad Avenue, Brookhaven, MS 39601-3331 • United States

Stonewall, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 02/2012 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Outside Employment; Kevin L Murphy, LLC; AFA working with Kevin Murphy, Ameriprise Franchise Advisor; Manage advisory business; 738 N ASHLEY RIDGE LOOP, , SHREVEPORT, LA, 71106-7209; Investment-Related; 02/26/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Laveer Acquisitions; Checking account used to pay expenses for practice acquisitions including travel, meals, bank notes, etc; 738 North Ashley Ridge LoopShreveport, LA 71106, ,; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer-NSC, LLC; LLC for building/office expenses; 514 Main StreetNorth, South Carolina 29112, ,; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / St Ann Financial Council; A member of the Financial Council in the Church parish that advises the Pastor on Financial matters regarding the church. The council consists of 5 other members. Two of those members are trustees. Duties include helping the Pastor regarding financial matters of the Church. I.E. Construction projects, financing, Fund raisers, Cash flow, expenses, etc. No Investment decisions nor is there an investment committee. No advice on Ameriprise or other firm financial products and services. If that was ever brought up in the future I would abstain and inform them from a compliance perspective I'm unable to participate in the conversation. That is a non-issue presently to the best of my knowledge.; 2260 US 171, , Stonewall, LA, 71078; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-04
  • S66 Uniform Combined State Law Examination
    2012-06-04
Other Names
  • Christopher P Murphy

View on SEC IAPD

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