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Stephen P Conk

Principal Securities, Inc.

Wayne, PA

Souderton, PA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-11-18
  • PA RA
    APPROVED
    Since 2014-11-18

Branch Locations

550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States

Souderton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Wayne PA 06/2013 12/2016
Principal Securities Inc Wayne PA 06/2013 Present
Other Businesses

OUTSIDE INSURANCE, BROKER-HEALTH, LIFE, DI, SUPPLEMENTAL, 7/10/13

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-14
S63 Uniform Securities Agent State Law Examination 2007-01-27
  • S66 Uniform Combined State Law Examination
    2014-11-14
  • S63 Uniform Securities Agent State Law Examination
    2007-01-27

View on SEC IAPD

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HARVEST FUND ADVISORS LLC
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DANIEL BROOKS
PETER MASTROMARCO
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Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

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