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2200 Aero Club Drive, Wellington, FL 33414 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solic Capital Llc | Evanston | IL | 08/2011 | 01/2022 |
| Solic Capital Advisors, Llc | Evanston | IL | 06/2012 | 01/2022 |
| Solic Capital Management, Llc | Evanston | IL | 05/2015 | 08/2022 |
| The Behavior Exchange, Llc | Plano | TX | 01/2022 | 07/2023 |
| Solic Capital Advisors, Llc | Chicago | IL | 09/2023 | Present |
| Solic Capital Management, Llc | Chicago | IL | 09/2023 | Present |
| Solic Capital, Llc | Chicago | IL | 09/2023 | Present |
IS A MEMBER AND PARTNER OF SOLIC CAPITAL GP I, LLC, THE GENERAL PARTNER OF SOLIC CAPITAL PARTNERS, L.P., A MIDDLE MARKET PRIVATE EQUITY FUND. IN ADDITION, CURRENTLY ALSO PROVIDES MANAGEMENT SERVICES TO SOLIC CAPITAL PARTNERS, L.P. THROUGH ITS MANAGER, SOLIC CAPITAL MANAGEMENT, LLC. I am involved in client engagements that run through an affiliated entity, SOLIC Capital Advisors, LLC. Such engagements may include my participation as an officer, fiduciary or a board member of a client and its subsidiaries. These roles do not provide any direct compensation outside of my employment with SOLIC Capital Advisors, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-06 |
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