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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APP_PEND_IARCE | 2026-04-01 |
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| IA | RA | APPROVED | 2021-09-10 |
| IN | RA | APPROVED | 2016-01-14 |
| OH | RA | APPROVED | 2012-07-17 |
Branch Locations
8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Dublin | OH | 03/2012 | 11/2019 |
| Park Avenue Securities | Dublin | OH | 04/2012 | 11/2019 |
| Guardian Life Insurance Company | Columbus | OH | 11/2019 | Present |
| Park Avenue Securities | Columbus | OH | 11/2019 | Present |
1. Outside insurance-Selling outside insurance products Start: 05/01/2012 Address: Guardian location Hrs per month - Tot/Bus: 40/30 Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
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