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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APP_PEND_IARCE 2026-04-01
CA RA APP_PEND_IARCE 2026-01-01
FL RA APP_PEND_IARCE 2026-01-01
SC RA APP_PEND_IARCE 2026-01-01
IA RA APPROVED 2021-09-10
IN RA APPROVED 2016-01-14
OH RA APPROVED 2012-07-17
  • OR RA
    APP_PEND_IARCE
    Since 2026-04-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IA RA
    APPROVED
    Since 2021-09-10
  • IN RA
    APPROVED
    Since 2016-01-14
  • OH RA
    APPROVED
    Since 2012-07-17

Branch Locations

Columbus, OH • United States

8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Dublin OH 03/2012 11/2019
Park Avenue Securities Dublin OH 04/2012 11/2019
Guardian Life Insurance Company Columbus OH 11/2019 Present
Park Avenue Securities Columbus OH 11/2019 Present
  • 03/2012 → 11/2019
    Guardian Life Insurance Company
    Dublin, OH
  • 04/2012 → 11/2019
    Park Avenue Securities
    Dublin, OH
  • 11/2019 → Present
    Guardian Life Insurance Company
    Columbus, OH
  • 11/2019 → Present
    Park Avenue Securities
    Columbus, OH
Previous Registrations
Other Businesses

1. Outside insurance-Selling outside insurance products Start: 05/01/2012 Address: Guardian location Hrs per month - Tot/Bus: 40/30 Investment related >10% annual compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-30
Other Names
  • George Daniel, Iv Lehmann
  • George Daniel Lehmann
  • George Daniel Lehmann
  • George Daniel Lehmann
  • Dan Lehmann
  • Dan Lehmann

View on SEC IAPD

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