Jourdan Erik Sarmiento Sy

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-03-03
TX	RA	APPROVED	2014-02-28

CA RA
APPROVED

Since 2014-03-03
TX RA
APPROVED

Since 2014-02-28

Branch Locations

1850 Mt Diablo Blvd, Ste 225 [Satellite], Walnut Creek, CA 94596 • United States

1074 East Ave, Ste B [Office Of Convenience], Chico, CA 95926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Walnut Creek	CA	02/2014	Present

02/2014 → Present

Wells Fargo Advisors Financial Network, Llc

Walnut Creek, CA

Previous Registrations

2009-10-23 → 2014-03-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

San Ramon, CA
2007-04-30 → 2009-10-23

Banc Of America Investment Services, Inc.

Walnut Creek, CA

San Ramon, CA

Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED,STATE OF CA. START 9/1/2004, 2 HOURS/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS. CA REAL ESTATE BROKER LICENSE; NOT INV. RELATED; SAN RAMON, CA; START 11/2016; 1 HR PER MONTH; 0 HRS DURING TRADING. CES CORPORATION; INVESTMENT RELATED; TUCSON, AZ; 100% OWNERSHIP; START 2/14/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE. PRESIDIO GROUP WEALTH MANAGEMENT LLC, INV RELATED, TUCSON, AZ, 33.33% OWNERSHIP, START 1/1/2020, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. PRESIDIO GROUP GROWTH PARTNERS LLC, INV RELATED, WALNUT CREEK, CA, 33.33% OWNERSHIP, START 1/1/2023, 40 HOURS PER MONTH, 20 HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY - 2579 ; INV RELATED;SAN RAMON,CA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; LOMBARD WEALTH MANAGEMENT LLC ; INV RELATED;WALNUT CREEK,CA; 33.33% OWNERSHIP; START DATE: 06/15/2026; 12 HRS PER MONTH; 12 HRS DURING TRADING; SIERRA ASSET MANAGEMENT, LLC; INV RELATED;OAKHURST,CA; REGISTERED INVESTMENT ADVISOR;33.33% OWNERSHIP; START DATE: 07/01/2027; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-27

S66 Uniform Combined State Law Examination

2007-04-27

Designations

Certified Financial Planner

Other Names

Jourdan Erik Sarmiento Sy

View on SEC IAPD