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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-15 |
| IN | RA | APPROVED | 2018-10-12 |
Branch Locations
415 Columbia Street, Suite 1200, Lafayette, IN 47901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 120 HR/MO, 120 HR/MO TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 2) TURQUOISE WEALTH MANAGEMENT, 415 Columbia Street, Suite 1200, Lafayette, IN 47901, 01/2007, OWNER, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3) TURQUOISE WEALTH MANAGEMENT, 415 Columbia Street, Suite 1200, Lafayette, IN 47901, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 4) UNITED WAY OF GREATER LAFAYETTE, 1114 STATE ST, LAFAYETTE, IN, 01/2023, BOARD MEMBER, CHARITY, NIR, 3 HR/MO, 2 HR/MO TRADING. 5) CAMPAIGN MANAGER FOR TOM MURTAUGH FOR RE-ELECTION AS COUNTY COMMISSIONER, 20 N. 3rd Street, Lafayette IN 47901, United States, 01/18/2023, Campaign Manager, Government/Political, NIR, 1 HR/MO, 1 HR/MO TRADING. 6) ART MUSEUM OF GREATER LAFAYETTE, 102 S. 10th Street, Lafayette IN 47905, United States, 10/17/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 1 HR/MO TRADING 7) LAFAYETTE CATHOLIC SCHOOL SYSTEM BOARD OF DIRECTORS, 2410 S 9th Street, Lafayette IN 47909, United States, 08/2025, TREASURER, VOLUNTEER, NIR 2 HR/MO - 2 HR/MO TRADING. 8) 415 FOUNDATION GROUP, LLC, 415 Columbia St. #1100, Lafayette, IN 47901, United States, 12/03/2025, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 9) FRANCISCAN HOSPITAL FOUNDATION BOARD, 1501 Hartford St., Lafayette, IN 47904, 08/2026, Board Member, Volunteer, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-01 |
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