Sean Patrick Garrity

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-09-26
TX	RA	APPROVED_RES	2013-02-06
NC	RA	APPROVED	2010-03-03

SC RA
APPROVED

Since 2016-09-26
TX RA
APPROVED_RES

Since 2013-02-06
NC RA
APPROVED

Since 2010-03-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Charlotte	NC	03/2010	Present

03/2010 → Present

Lpl Financial

Charlotte, NC

Previous Registrations

2010-01-20 → 2010-03-03

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ
2009-10-23 → 2009-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2007-11-15 → 2009-10-23

Banc Of America Investment Services, Inc.

Charlotte, NC
2007-04-17 → 2007-09-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Myrtle Beach, SC

Other Businesses

1. 06/30/2010- OTHER, BOARD MEMBER, 5%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-16

S66 Uniform Combined State Law Examination

2007-04-16

Other Names

Sean Garrity
Sean Patrick Garrity

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SCHWAB WEALTH ADVISORY, INC.

PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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