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John Aloysius Montague

Morgan Stanley

Rochester, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-20
NY RA APPROVED 2026-05-18
  • TX RA
    APPROVED_RES
    Since 2026-05-20
  • NY RA
    APPROVED
    Since 2026-05-18

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rochester NY 05/2026 Present
Wells Fargo Advisors Llc Rochester NY 04/2016 11/2016
Wells Fargo Clearing Services, Llc Rochester NY 11/2016 04/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-16
S63 Uniform Securities Agent State Law Examination 2010-05-13
  • S66 Uniform Combined State Law Examination
    2018-04-16
  • S63 Uniform Securities Agent State Law Examination
    2010-05-13
Other Names
  • John A Montague
  • John Aloysius Montague
  • John Aloysius Montague

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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