Barclay D Nelson

Current Employers

Birch Capital Management, Llc

Dallas, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-05-27

TX RA
APPROVED

Since 2010-05-27

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Birch Capital Management	Dallas	TX	06/2004	Present

06/2004 → Present

Birch Capital Management

Dallas, TX

Other Businesses

(1.) NAME OF OB: NELSON FAMILY FOUNDATION; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248; NATURE: PRIVATE FOUNDATION MAKING GRANTS TO VARIOUS NON-PROFITS; INVESTMENT RELATED: YES; RELATIONSHIP WITH OB: TRUSTEE; DUTIES: OVERSEE INVESTMENTS FOR FOUNDATION, OVERSEE ALL ADMINISTRATIVE FUNCTIONS, VET GRANT RECIPIENTS, PREPARE FOR BOARD MEETING; START DATE: 06/22/2000; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS:0; (2.) NAME OF OB: MARGARET IRENE TAYLOR NELSON AND MARY NELSON FAMILY FOUNDATION; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248;; NATURE: PRIVATE FOUNDATION MAKING GRANTS TO VARIOUS NON-PROFITS; INVESTMENT RELATED: YES; TITLE WITH OB: DIRECTOR; DUTIES: OVERSEE INVESTMENTS FOR FOUNDATION, TAX FILING, BOARD MEETING PREPARATIONS, VETTING GRANT RECEIPTS, MONITORING GRANT RECIPIENTS; START DATE: 10/20/1999; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: THE CLOUDSTONE FUND; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248;; NATURE: PRIVATE FOUNDATION MAKING GRANTS; INVESTMENT RELATED: YES; RELATIONSHIP WITH OB: DIRECTOR, PRESIDENT, AND TREASURER; DUTIES: DIRECTOR, PRESIDENT, AND TREASURER OF PRIVATE FOUNDATION, ADMINISTRATION OF FOUNDATION REQUIREMENTS, INVESTMENT, ACCOUNTING, TAXES, APPROVING GRANTS, AND VETTING GRANT RECIPIENTS; START DATE: 01/01/2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (4.) NAME OF OBA: CONVERGENT GROUND LLC; ADDRESS OF OBA: 5503 BENT TREE DRIVE, DALLAS, TX 75248; NATURE: LIMITED LIABILITY COMPANY THAT OWNS AND OPERATES REAL ESTATE; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: OVERSEE PROPERTY MANAGEMENT, INCLUDING LEASING AND DEVELOPMENT ACTIVITIES; START DATE: 12/3/2021; APPROX. NUMBER OF HOURS/MONTH:5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-10-13
S63	Uniform Securities Agent State Law Examination	2007-01-17

S65 Uniform Investment Adviser Law Examination

2008-10-13
S63 Uniform Securities Agent State Law Examination

2007-01-17

Designations

Other Names

Barclay D. Nelson

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