Jody Clayton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 11/2018
  Signator Investors, Inc.
  Tampa, FL
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Tampa, FL

Previous Registrations

• 2008-04-25 → 2018-11-02
  Signator Investors, Inc.
  Wesley Chapel, FL
  Tampa, FL

Other Businesses

1) FIRST RESPONDERS FINANCIAL POSITION: Owner/President NATURE: I conduct investment and insurance business under this business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2016 ADDRESS: 2130 Ashley Oaks Circle, Suite 101, Wesley Chapel FL 33544, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2) FIRST RESPONDERS FINANCIAL POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/11/2019 ADDRESS: 2130 Ashley Oaks Circle #101, Wesley Chapel FL 33544, United States DESCRIPTION: Presenter or Facilitator 3) SUNRISE LANDSCAPING POSITION: Owner NATURE: Landscaping - Sole INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2020 ADDRESS: 7513 Yardley Way, Tampa FL 33647, United States DESCRIPTION: Landscaping 4) FIRST RESPONDERS FINANCIAL LLC POSITION: Author of Pension books NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2016 ADDRESS: 2130 Ashley Oaks Circle, Suite 101, Wesley Chapel FL 33544, United States DESCRIPTION: Writing and Authoring of pension books 5) FIRST RESPONDERS FINANCIAL POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 7/01/2016 ADDRESS: 2130 Ashley Oaks Circle #101, Wesley Chapel FL 33544, United States DESCRIPTION: Sales/Marketing of Fixed annuities and non-variable insurance 6) JLAC ENTERPRISES POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 17935 Holly Brook Dr, Tampa FL 33647, United States DESCRIPTION: Property Owner - Maintenance of the property for the renter 7) DAVID ELLIOTT REVOCABLE TRUST POSITION: Trustee NATURE: Revocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 130 Stewart Ave, Lake Alfred FL 33850, United States DESCRIPTION: Trustee 8) FIRST RESPONDERS FINANCIAL LLC POSITION: Author of Pension books NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2016 ADDRESS: 17411 Bridge Hill Ct., Tampa FL 33647, United States DESCRIPTION: Writing and Authoring of pension books 9) FIRST RESPONDERS FINANCIAL POSITION: Owner/President NATURE: I conduct investment and insurance business under this business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2016 ADDRESS: 17411 Bridge Hill Ct., Tampa FL 33647, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-07
• S63 Uniform Securities Agent State Law Examination
  2007-06-08

Designations

• Chartered Financial Consultant