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Steven Adam Stroud

Three Bell Capital LLC

Dallas, TX

Dallas, TX

CRD 5268895

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Employer firm

Three Bell Capital LLC CRD 159736

$5.05B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Three Bell Capital Llc

1925 Cedar Springs Road Suite 102, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-14
  • TX RA
    APPROVED
    Since 2022-01-14

Branch Locations

Dallas, TX • United States

1925 Cedar Springs Road Suite 102, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dallas TX 12/2006 11/2017
Jpmorgan Chase Bank, N.A. Dallas TX 11/2017 01/2022
Jpmorgan Securities, Llc. Dallas TX 12/2017 01/2022
Three Bell Capital Llc Dallas TX 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2007-03-09
Other Names
  • Steven A Stroud

View on SEC IAPD

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