Elisabeth Ann Keohane

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 08/2025
  Rbc Capital Markets Llc
  Hartford, CT
• 09/2025 → Present
  Lpl Financial
  Killingworth, CT

Previous Registrations

• 2014-05-28 → 2025-08-28
  Rbc Capital Markets, Llc
  Hartford, CT
  Farmington, CT
  Ellington, CT

Other Businesses

08/05/25 - Black Barn Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Killingsworth, CT 06419 - OBA start date 09/02/2025 - Hours per month 160 - Time spent 100 07/21/25 - Stillwater Capital - DBA for LPL Business (entity for LPL business) - Investment Related - Killingsworth, CT 06419 - OBA start date 09/02/2025 - Hours per month 160 - Time spent 100

Exams

• S66 Uniform Combined State Law Examination
  2014-05-23

Other Names

• Elisabeth Ann Lepter
• Elisabeth Ann Lepter
• Elisabeth Ann Keohane
• Elisabeth Keohane