Adam Bruce Carter

Current Employers

Employment History

• 01/2007 → 06/2024
  Osaic Wealth, Inc.
  Venice, FL
• 06/2006 → Present
  Infinite Legacy Corp
  Venice, FL
• 08/2005 → Present
  Adam B. Carter
  Venice, FL
• 03/2007 → 05/2020
  Osaic Wealth, Inc.
  Venice, FL
• 08/2019 → 04/2025
  Lpf Advisors, Llc Dba Waypoint Advisors
  Venice, FL
• 03/2020 → Present
  Adam Carter, Sole Proprietor
  Venice, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Venice, FL
• 04/2025 → Present
  Wealthplan Partners Dba Waypoint Advisors
  Omaha, NE

Previous Registrations

• 2019-08-29 → 2025-04-15
  Lpf Advisors, Llc
  Venice, FL
  Sarasota, FL
  Venice, FL
• 2007-03-20 → 2020-04-20
  Securities America Advisors, Inc.
  Englewood, FL
  Englewood, FL
  Venice, FL

Other Businesses

1. WAYPOINT ADVISORS MARKETING AND ADMINISTRATIVE ASSISTANCE, PARTNER, MARKETING, TIME SPENT 20% 2. DBA: WAYPOINT ADVISORS 3. PUBLIC SPEAKER POSITION: Public Speaker NATURE: Educator on basic financial health topics such as budgeting and debt repayment. Public speaker INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2020 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: Public speaking engagements on Basic financial health, importance of starting early, savings, budgeting, debt repayment 4. OUTSIDE INSURANCE SALES POSITION: insurance sales NATURE: Sale of fixed insurance: Life, LTCi, Disability INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2006 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: Identify client insurance needs, research options and provide suitable insurance recommendations with high quality insurers Write the insurance communicate with client through out the insurance application process and afterwards to deliver high customer satisfaction 5. Osaic Wealth, Inc.; Investment Related; Sarasota, FL; Sell Broker/Dealer Products; Registered Representative; Approximately 15% of time spent on this activity. 6. INFINITE LEGACY CORP POSITION: President NATURE: Ownership of S corp, Infinite Legacy Corp, which is used for tax purposes only, not client facing. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: All of my business revenue and expenses are routed through this corporation. Employee are hired and paid through the company. The only activities of the corporation are reporting taxes and payroll. 7. WEALTHPLAN PARTNERS POSITION: Independent Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 04/10/2025 ADDRESS: 101 S 108th Ave, Omaha NE 68154, United States DESCRIPTION: Provide investment advisory services such as: Investment management, financial planning, retirement income planning, investment risk profiling

Exams

• S66 Uniform Combined State Law Examination
  2007-03-16