Richard M Brown

Current Employers

Employment History

• 12/2006 → 11/2017
  Investment Centers Of America, Inc.
  Cambridge, MN
• 11/2017 → Present
  Lpl Financial Llc
  Cambridge, MN

Previous Registrations

• 2009-11-09 → 2017-12-05
  Investment Centers Of America, Inc.
  Ham Lake, MN
  Isanti, MN
  Cambridge, MN
  Aitkin, MN
  Forest Lake, MN
  Appleton, WI

Other Businesses

1. 12/25/2017 - North Star Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 160 Hours Per Month During Securities Trading. 2. 01/25/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/14/2017 - 10 Hours Per Month / 10 Hours During Trading. 3. 12/13/2018 - LaviniaJayne LLC - Investment Related - 245 South Main St.Cambridge, MN 55008 - Real Estate Rental - Start Date: 05/01/2014 - 5 Hours Per Month/0 Hours During Securities Trading - Co-owner of the building where our office resides. Two one-bedroom apartments are on the second floor. 4. 1/14/2021 - Richard Brown - Not Investment Related - Home Based - Other-Reseller - Start Date: 9/1/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Online Reseller. 5. 11/07/2022 - On The Fly, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/25/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 10/16/2024 - Cambridge-Isanti High School - Other - Hockey Coach - Assistant Coach - Isanti Arena: 600 First Ave. N, Isanti, MN 55040 - Not Investment Related - Start Date 11/08/2018 - 30 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-02
• S63 Uniform Securities Agent State Law Examination
  2007-02-12