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Janice Deann Nichols

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 5268274

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-11-18
  • OH RA
    APPROVED
    Since 2014-11-18

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 11/2014 Present
  • 11/2014 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
  • 2011-02-03 → 2011-10-10
    Kirkland, WA
  • 2009-02-24 → 2010-07-12
    Tacoma, WA
  • 2008-05-22 → 2009-02-11
    Wamu Investments, Inc.
    Seattle, WA
    Seattle, WA
  • 2007-08-06 → 2008-01-08
    A. G. Edwards & Sons, Inc.
    Edmonds, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2007-08-03
Other Names
  • Janice Deann Altamirano
  • Janice Deann Homme

View on SEC IAPD

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