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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-07-15 |
| NE | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2024-10-31 |
| KS | RA | APPROVED | 2024-10-30 |
Branch Locations
9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Overland Park | KS | 01/2015 | 01/2017 |
| Mml Investors Services Llc | Overland Park | KS | 01/2015 | 01/2017 |
| Allstate Insurance Company | Overland Park | KS | 01/2017 | 10/2021 |
| Sequent Planning, Llc | Overland Park | KS | 01/2022 | 01/2024 |
| Mike Ronan Insurance Agent | Overland Park | KS | 01/2022 | 01/2024 |
| Guardian Life Insurance Company | Overland Park | KS | 01/2024 | Present |
| Park Avenue Securities | Overland Park | KS | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-31 |
| S66 | Uniform Combined State Law Examination | 2007-02-08 |
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