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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-03 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westwood Holdings Group Inc | Dallas | TX | 07/2013 | 08/2020 |
| Jpmorgan Chase Bank Na | Dallas | TX | 02/2022 | Present |
| Jpmorgan Securities Llc | Dallas | TX | 02/2022 | Present |
| Unemployed | Dallas | TX | 09/2020 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-15 |
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