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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-15
  • NY RA
    APPROVED
    Since 2024-10-15

Branch Locations

Cwm Retail, Sales 401 W. 42Nd Street, New York, NY 10036 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Citi Retail Banking 201 West 34Th Street, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Brooklyn NY 12/2014 11/2016
Hsbc Securities (Usa) Inc. Brooklyn NY 12/2014 11/2016
Citigroup New York NY 01/2017 Present
Unemployed New York NY 12/2016 12/2016
  • 12/2014 → 11/2016
    Hsbc Bank Usa, N.A.
    Brooklyn, NY
  • 12/2014 → 11/2016
    Hsbc Securities (Usa) Inc.
    Brooklyn, NY
  • 01/2017 → Present
    Citigroup
    New York, NY
  • 12/2016 → 12/2016
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-26
S63 Uniform Securities Agent State Law Examination 2013-01-24
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2013-01-24

View on SEC IAPD

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