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Stephens CRD 3496
$18.0B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-30 |
| AR | RA | APPROVED | 2013-05-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Rogers | AR | 04/2013 | 06/2022 |
| Stephens Inc. | Rogers | AR | 06/2022 | Present |
INFINITY HEADWEAR - INVESTMENT-RELATED - 5512 WALSH LN, ROGERS, AR 72758 - APPAREL SALES - DIRECTOR - 09/2010 - 0 HOURS DEVOTED - 0 HOURS DURING TRADING HOURS; BLA HOLDINGS - NOT INVESTMENT RELATED - 5100 S 44TH ST, ROGERS, AR - REAL ESTATE APPRAISALS - 11/05 - INDIRECT OWNER (SPOUSE'S BUSINESS)- 0 HOURS DEVOTED - 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-20 |
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