Travis Scott Gilliam

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-06
IN	RA	APPROVED	2026-03-30

TX RA
APPROVED_RES

Since 2026-04-06
IN RA
APPROVED

Since 2026-03-30

Branch Locations

3209 Smith Valley Road, Suite 253, Greenwood, IN 46142 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc	Indianapolis	IN	03/2011	03/2026
Lpl Financial Llc	Greenwood	IN	03/2026	Present

03/2011 → 03/2026

Pnc

Indianapolis, IN
03/2026 → Present

Lpl Financial Llc

Greenwood, IN

Previous Registrations

2011-06-16 → 2012-11-07

Pnc Wealth Management Llc

Carmel, IN

Columbus, OH

Philadelphia, PA
2009-09-14 → 2011-01-12

Crowe Wealth Management, Llc

Indianapolis, IN
2008-06-06 → 2009-02-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
2003-10-24 → 2008-06-10

Natcity Investments, Inc.

Indianapolis, IN

Indianapolis, IN

Other Businesses

1. 3/2026 - Align Private Wealth - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/26/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-07

S66 Uniform Combined State Law Examination

2000-04-07

Other Names

Scott Gilliam
T Scott Gilliam

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews