Neetu Kohli

Current Employers

Employment History

• 02/2008 → 05/2017
  Pnc Bank
  Potomac, MD
• 08/2009 → 05/2017
  Pnc Investments
  Pittsburgh, PA
• 05/2017 → 05/2018
  United Brokerage Services
  Mclean, VA
• 05/2018 → 03/2019
  Charles Schwab
  Bethesda, MD
• 05/2019 → 05/2021
  Wells Fargo Clearing Services, Llc
  Potomac, MD
• 06/2021 → Present
  Lpl Financial Llc
  Herndon, VA
• 06/2021 → Present
  Northwest Financial Advisors Llc
  Herndon, VA
• 05/2022 → Present
  Northwest Financial Group
  Herndon, VA

Previous Registrations

• 2019-05-29 → 2021-06-02
  Wells Fargo Clearing Services, Llc
  Potomac, MD
  Columbia, MD
  Bethesda, MD
  Washington, DC
  Washington, DC
  Washington, DC
  Bethesda, MD
  Potomac, MD
• 2018-05-16 → 2019-03-18
  Charles Schwab & Co., Inc.
  Bethesda, MD
• 2018-03-02 → 2018-05-16
  United Brokerage Services, Inc
  Mclean, VA
  Vienna, VA
  Falls Church, VA
  Falls Church, VA

Other Businesses

1) 06/02/2021 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/07/2021 2) 06/02/2021 - Neetu Kohli - Author of a children's reading book - Non-Inv Rel - Out of Residential Address - Start: 05/2021 3) 7/22/2021 - Northwest Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/07/2021 - 144 Hours Per Month/8 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/05/2023 - Northwest Financial Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 12/06/2022 - 5 Hours Per Month/1 Hours During Securities Trading 5) 02/22/2024 - Blooming Unicorn, LLC - Other - Reading my children's books - Not Investment Related - Home Based - Start Date 01/28/2024 - 150 Hours Per Month/ 0 Hours During Trading 6) 11/14/2024 - Northwest Financial Group, LLC - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 06/07/2021 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-05
• S63 Uniform Securities Agent State Law Examination
  2007-12-17