Best Investors Account Sign in

Carl Albert Hass

First Trust Advisors LP

Franklin, TN

Wheaton, IL

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-08
TX RA APPROVED 2021-11-04
IL RA APPROVED 2016-12-16
  • TN RA
    APPROVED
    Since 2026-06-08
  • TX RA
    APPROVED
    Since 2021-11-04
  • IL RA
    APPROVED
    Since 2016-12-16

Branch Locations

5000 Meridian Blvd, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 12/2016 Present
First Trust Advisors L.P. Wheaton IL 12/2016 Present
Unemployed Oceanside CA 05/2016 11/2016
  • 12/2016 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2016 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2016 → 11/2016
    Unemployed
    Oceanside, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2007-02-20
Other Names
  • Carl Albert Hass

View on SEC IAPD

Other Firms

SAGESPRING WEALTH PARTNERS
D.A. DAVIDSON & CO.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
ONEDIGITAL
EDWARD JONES
EFINANCIAL ALLIANCE, LLC
ARKADIOS WEALTH ADVISORS

Other Investors

Jeffrey Thomas Dobyns
BOB CLAY SIRCY
LAURIE L SNIVELY
Dorothi Leigh Brown
Jessica Rose Colston
CASH TUNSTALL
JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor