Anthony D'AScoli

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Oppenheimer & Co. Inc.
  Delray Beach, FL

Previous Registrations

• 2009-06-11 → 2013-07-29
  Ubs Financial Services Inc.
  Stamford, CT
• 2001-03-22 → 2009-06-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

PARTNER IN GREENWICH ESTATES LLC NAME: A.R.D. ENTERPRISES INVESTMENT RELATED: NO ADDRESS: *** SEE BELOW *** NATURE: REAL ESTATE HOLDING COMPANY YOUR POSITION, TITLE, ASSOCIATION: PRESIDENT START DATE: 01/01/1991 NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: GENERAL OPERATION A.R.D. ENTERPRISES - REL ESTATE HOLDING COMPANY. RUN ALL ASPECTS AS PRESIDENT TO REAL ESTATE RENTALS/PROPERTY MANAGEMENT. CO-EXECUTOR FOR ESTATE OF FRANCESCA D'ASCOLI(MOTHER DECEASED 2015)57 SANDS STREET,PORT CHESTER,NY 10573 1 HOUR PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2000-06-01

Other Names

• Anthony Raymond D'AScoli
• Anthony Dascoli