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David Joseph Mcpherson

F L Putnam Investment Management Co.

Mashpee, MA

CRD 5266409

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Employer firm

F L Putnam Investment Management Co. CRD 106223

$9.72B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-11-20
RI RA APPROVED 2024-11-20
MA RA APPROVED 2024-08-02
  • ME RA
    APPROVED
    Since 2024-11-20
  • RI RA
    APPROVED
    Since 2024-11-20
  • MA RA
    APPROVED
    Since 2024-08-02

Branch Locations

13 Steeple Street Suite 203, Mashpee, MA 02649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Ponds Financial Planning Llc Mashpee MA 11/2006 11/2024
F.L. Putnam Investment Management Company Mashpee MA 07/2024 Present
  • 11/2006 → 11/2024
    Four Ponds Financial Planning Llc
    Mashpee, MA
  • 07/2024 → Present
    F.L. Putnam Investment Management Company
    Mashpee, MA
Previous Registrations
  • 2007-01-19 → 2024-11-22
    Four Ponds Financial Planning
    Mashpee, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-09
  • S65 Uniform Investment Adviser Law Examination
    2006-08-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

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ROBERT COURTNEY CLOWER
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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Mashpee, MA
LPL FINANCIAL LLC · MASHPEE, MA
CETERA INVESTMENT ADVISERS LLC · COTUIT, MA

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