Dale Andrew Kolar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2019-03-29

WI RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2019-03-29

Branch Locations

Sheboygan, WI • United States

2108 Kohler Memorial Drive Suite 230, Sheboygan, WI 53081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edwards Jones	St. Louis	MO	11/2006	10/2018
Lpl Financial Llc	Sheboygan	WI	11/2018	Present

11/2006 → 10/2018

Edwards Jones

St. Louis, MO
11/2018 → Present

Lpl Financial Llc

Sheboygan, WI

Previous Registrations

2007-02-28 → 2018-11-13

Edward Jones

Manitowoc, WI

St Louis, MO

Sheboygan, WI

Other Businesses

1)11/26/2018 - FINANCIAL SERVICES - KOLAR WEALTH MANAGEMENT - 100% - INVESTMENT RELATED - SHEBOYGAN, WI 53083 2)12/12/2022 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/01/2022 - 160 Hours Per Month/80 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-14

S66 Uniform Combined State Law Examination

2007-02-14

Other Names

Dale Kolar

View on SEC IAPD