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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-10
  • WI RA
    APPROVED
    Since 2020-12-10

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quasar Distributors, Llc Milwaukee WI 06/2016 12/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2018 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/2020 Present
Previous Registrations
  • 2007-09-06 → 2007-11-14
    St Louis, MO
    Whitefish Bay, WI
    Whitefish Bay, WI
    Whitefish Bay, WI
Other Businesses

BOARD MEMBER, TREASURER, GIGI'S PLAYHOUSE, 8685 N. PORT WASHINGTON ROAD, FOX POINT, , WISCONSIN, 53217, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/13/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER AND TREASURER - CHECK WRITING AND DEPOSITS; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-21
  • S66 Uniform Combined State Law Examination
    2007-03-21
Other Names
  • Joel Anderson

View on SEC IAPD

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