Joseph M. Warsecke

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 07/2010 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2010-01-29 → 2010-07-13
  Northwestern Mutual Investment Services, Llc
  Troy, MI

Other Businesses

1. MBC FINANCIAL SERVICES: PROVIDES FINANCIAL SERVICES 2. Independently licensed insurance agent appointed with various insurance companies. Start date: 8/29/22, approx. 5 hrs/mo. 3. W Financial Group, LLC, Plymouth, MI. 2 member LLC. Entity is currently inactive. Start date: 5/14/14, less than 1 hr/mo.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-24
• S63 Uniform Securities Agent State Law Examination
  2007-03-09

Designations

• Certified Financial Planner