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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
Branch Locations
Little Rock, AR • United States
1649 State Hwy 248 Suite 100, Branson, MO 65616 • United States
240 S. Main Street Suite 324, Bentonville, AR 72712 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Little Rock | AR | 11/2007 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Little Rock | AR | 11/2007 | 11/2020 |
| Unemployed | Little Rock | AR | 11/2020 | 07/2021 |
| Arvest Wealth Management | Little Rock | AR | 07/2021 | 01/2023 |
| Arvest Bank | Little Rock | AR | 07/2021 | 01/2023 |
| Pruco Securities Llc | Benton | AR | 05/2024 | 11/2024 |
| Unemployed | Little Rock | AR | 01/2023 | 05/2024 |
| Lpl Enterprise, Llc | Bentonville | AR | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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