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Abigail Pamanano Nepomuceno

Charles Schwab & Co., Inc.

Forest Hills, NY

CRD 5264724

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

72-19 Austin St Ground Floor, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade New York NY 10/2006 06/2024
Charles Schwab & Co., Inc. Forest Hills NY 02/2022 Present
Charles Schwab Bank, Ssb Forrest Hills NY 02/2022 Present
  • 10/2006 → 06/2024
    Td Ameritrade
    New York, NY
  • 02/2022 → Present
    Forest Hills, NY
  • 02/2022 → Present
    Charles Schwab Bank, Ssb
    Forrest Hills, NY
Previous Registrations
  • 2009-11-06 → 2022-12-15
    Td Ameritrade Investment Management, Llc
    New York, NY
    New York, NY
    Forest Hills, NY
  • 2009-11-06 → 2022-10-14
    Td Ameritrade, Inc.
    New York, NY
    Forest Hills, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-05
  • S66 Uniform Combined State Law Examination
    2009-11-05
Other Names
  • Abigail Pamanano Nepomuceno
  • Abigail Colube Pamanano

View on SEC IAPD

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