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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-27 |
| FL | RA | APPROVED | 2021-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pensacola | FL | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pensacola | FL | 11/2016 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pensacola | FL | 05/2021 | Present |
| Bank Of America, N.A. | Pensacola | FL | 05/2021 | Present |
AKC LLC; NOT INV RELATED, PENSACOLA FL; 10/2014; WIFE'S LLC FORMED TOGETHER; 4 HOURS PER MONTH/0 DURING TRADING, DAY SPARENTAL PROPERTY, INV RELATED, PENSACOLA BEACH, FL, 100% OWNER, START: 1/20/2010, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: RENT CONDO.ZSMITH PARTNERS, LLC, INVT RELATED, PENSACOLA, FL, 50% OWNERSHIP, START DATE 11/2/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, INVESTOR.MUSCLE MONSTERS OF PENSACOLA, LLC, INVT RELATED, PENSACOLA, FL, 33% OWNERSHIP, START DATE 7/31/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, SILENT PARTNER. Entity Type, PROFITName of OBA:Cordova Spa Address:Pensacola,Florida, 32503 Investment Related: NOPosition, Title, Association:Owner Employee Start Date: 12-May-2023No Hours: MONTHLYNo Hours during trading: 0Duties:Monthly accounting done by a CPA/Limited Liability Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-13 |
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