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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-30
  • NC RA
    APPROVED
    Since 2023-05-30

Branch Locations

Charlotte, NC • United States

15905 Brookway Dr Suite 4101-B, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Huntersville NC 01/2007 Present
Primerica Financial Services Huntersville NC 10/2006 Present
  • 01/2007 → Present
    Huntersville, NC
  • 10/2006 → Present
    Primerica Financial Services
    Huntersville, NC
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. AIKI Associates LLC, Investment Related, Charlotte, NC, August 2020 to present, Owner, Entity for Primerica Business, 160 hours per month (80 hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-11
S63 Uniform Securities Agent State Law Examination 2007-09-08
  • S65 Uniform Investment Adviser Law Examination
    2023-05-11
  • S63 Uniform Securities Agent State Law Examination
    2007-09-08

View on SEC IAPD

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