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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-09-10
  • IN RA
    APPROVED
    Since 2015-09-10

Branch Locations

8711 River Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merchants Bank Indianapolis IN 09/2015 Present
Cetera Investment Services Llc St. Cloud MN 09/2015 Present
Cetera Investment Advisers Llc Indianapolis IN 09/2015 Present
  • 09/2015 → Present
    First Merchants Bank
    Indianapolis, IN
  • 09/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2015 → Present
    Indianapolis, IN
Previous Registrations
  • 2010-03-30 → 2015-08-28
    North Olmsted, OH
    Danville, IN
    Cincinnati, OH
    Indianapolis, IN
    Indianapolis, IN
    Alexandria, IN
    Fishers, IN
    Westfield, IN
    Brownsburg, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Greenwood, IN
    Fishers, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
    Franklin, IN
    Greenwood, IN
    Lebanon, IN
    Indianapolis, IN
  • 2008-07-03 → 2010-03-29
    Morgan Keegan & Company, Llc
    Indianapolis, IN
  • 2007-04-16 → 2008-06-12
    Indianapolis, IN
Other Businesses

BOARD MEMBER FOR NOBLESVILLE UNITED SOCCER CLUB (NUSC), HELP WITH FUNDRAISING AND ORGANIZATION OF LOCAL RECREATIONAL SOCCER CLUB, 1/HR/WK; BOARD MEMBER FOR NOBLESVILLE YOUTH BASEBALL (NYB),

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
  • S66 Uniform Combined State Law Examination
    2007-04-13

View on SEC IAPD

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