Joseph Robert Herron

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-05-15

PA RA
APPROVED

Since 2025-05-15

Branch Locations

1301 Skippack Pike, Blue Bell, PA 19422 • United States

1801 Market St., Philadelphia, PA 19103-1628 • United States

110 Town Square Pl, King Of Prussia, PA 19406 • United States

110 Black Rock Road, Oaks, PA 19426 • United States

160 W. Eagle Rd, Havertown, PA 19083 • United States

1250 S Collegeville Rd, Collegeville, PA 19426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc	Radnor	PA	03/2015	12/2016
Lincoln Investment	Jenkintown	PA	09/2017	01/2018
Grenade Supply Company	Lambertville	NJ	01/2017	08/2017
Cuso Financial Services, Lp	San Diego	CA	02/2018	12/2024
Citadel Federal Credit Union	Norristown	PA	02/2018	02/2025
Cetera Investment Services Llc	Saint Cloud	MN	12/2024	02/2025
Cetera Investment Advisers Llc	West Norriton	PA	12/2024	02/2025
Cuso Financial Services, Lp	San Diego	CA	02/2025	05/2025
Lpl Financial Llc	Blue Bell	PA	05/2025	Present

03/2015 → 12/2016

Td Ameritrade, Inc

Radnor, PA
09/2017 → 01/2018

Lincoln Investment

Jenkintown, PA
01/2017 → 08/2017

Grenade Supply Company

Lambertville, NJ
02/2018 → 12/2024

Cuso Financial Services, Lp

San Diego, CA
02/2018 → 02/2025

Citadel Federal Credit Union

Norristown, PA
12/2024 → 02/2025

Cetera Investment Services Llc

Saint Cloud, MN
12/2024 → 02/2025

Cetera Investment Advisers Llc

West Norriton, PA
02/2025 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Blue Bell, PA

Previous Registrations

2025-02-21 → 2025-05-15

Cuso Financial Services, L.P.

Blue Bell, PA
2024-12-13 → 2025-02-18

Cetera Investment Advisers Llc

West Norriton, PA
2018-02-01 → 2024-12-12

Cuso Financial Services, L.P.

West Norriton, PA

Lansdale, PA

West Norriton, PA

East Norriton, PA
2017-10-04 → 2018-02-02

Lincoln Investment

Horsham, PA
2017-10-04 → 2018-02-02

Capital Analysts

Jenkintown, PA
2015-04-07 → 2016-12-20

Td Ameritrade, Inc.

Radnor, PA
2015-04-07 → 2016-12-20

Td Ameritrade Investment Management, Llc

Radnor, PA
2010-09-10 → 2013-01-14

Investment Professionals, Inc.

San Antonio, TX

Warrington, PA

Plumsteadville, PA
2009-10-23 → 2010-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA

Blue Bell, PA

Philadelphia, PA
2008-05-02 → 2009-10-23

Banc Of America Investment Services, Inc.

Blue Bell, PA
2004-01-01 → 2008-05-07

Pnc Wealth Management Llc

Lansdale, PA

Holland, PA

Hatfield, PA

Lansdale, PA

Doylestown, PA
2003-06-09 → 2004-01-01

J.J.B. Hilliard, W.L. Lyons, Llc

Lansdale, PA

Other Businesses

1. 05/15/2025- Ardent Investment and Retirement Solutions- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-07

S66 Uniform Combined State Law Examination

2015-04-07

Other Names

Joseph R Herron
Joseph Robert Herron

View on SEC IAPD