Diboo Alex Daniel

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-10-14
PA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

300 Main Street, Exton, PA 19341-3707 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citizens Securities	Plymouth Meeting	PA	06/2016	05/2017
Kalos Capital, Inc.	Chandler	AZ	05/2017	01/2018
Self Employed	Chandler	AZ	01/2018	07/2018
Morgan Stanley	Gilbert	AZ	07/2018	10/2018
Lpl Financial	Chandler	AZ	10/2018	05/2019
Usaa Investments	Phoenix	AZ	06/2019	07/2020
Charles Schwab & Co., Inc.	Phoenix	AZ	07/2020	05/2021
American College Of Financial Services	Royersford	PA	06/2021	03/2022
Fidelity Investments	King Of Prussia	PA	03/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-05-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

King Of Prussia, PA
2020-09-16 → 2021-05-18

Charles Schwab & Co., Inc.

Phoenix, AZ
2019-06-17 → 2020-07-30

Usaa Investment Services Company

Phoenix, AZ

Colorado Springs, CO

Phoenix, AZ
2018-10-16 → 2019-05-14

Lpl Financial Llc

Chandler, AZ
2018-07-26 → 2018-10-16

Morgan Stanley

Gilbert, AZ
2017-07-17 → 2018-01-23

Val Vista Capital Management, Llc

Sun Lakes, AZ
2016-06-30 → 2017-05-01

Citizens Securities, Inc.

Plymouth Meeting, PA

Havertown, PA

Plymouth Meeting, PA

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Havertown, PA

Philadelphia, PA

Smithfield, RI
2013-09-09 → 2016-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

Philadelphia, PA

King Of Prussia, PA

Philadelphia, PA

King Of Prussia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-05
S63	Uniform Securities Agent State Law Examination	2012-03-17