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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-15 |
| WI | RA | APPROVED | 2015-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Neenah | WI | 09/2015 | Present |
| Synergy Advisory Group | Neenah | WI | 06/2016 | Present |
| Union Financial, Inc | Neenah | WI | 06/2017 | Present |
| Principal Securities Inc | Neenah | WI | 03/2016 | Present |
***Fixed Insurance; Investment Related; 711 Deerwood Ave, Neenah, WI 54956; Life, Annuities, DI, LTC, Group, Health; Sales; Start Date: 07/02/2018; 2 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-23 |
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