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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-04-30 |
| CA | RA | APPROVED | 2017-12-04 |
| TX | RA | APPROVED_RES | 2014-03-03 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
Jackson, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Newport Beach | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*472955- Patriot Air Llc; Investment related -Yes; sjc, California; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 0; *578548 - MPN Holdings LLC ; Investment related - Yes ; sjc,California ; Real Estate ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2023 ; During business hours : 0 ; After business hours : 0 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-18 |
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