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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-08
LA RA APPROVED 2016-02-12
  • TX RA
    APPROVED_RES
    Since 2016-03-08
  • LA RA
    APPROVED
    Since 2016-02-12

Branch Locations

3223 8Th St. Suite 203, Metairie, LA 70002 • United States

5530 Crowder Blvd, New Orleans, LA 70127 • United States

3829 Veterans Blvd, Metairie, LA 70002 • United States

500 Cm Fagan Dr, Hjammond, LA 70403 • United States

1201 S Carrolton Ave, New Orleans, LA 70118 • United States

5643 Corporate Blvd, Baton Rouge, LA 70808 • United States

2550 Florida St, Mandeville, LA 70448 • United States

149 Robert E Lee Blvd, New Orleans, LA 70124 • United States

9099 Jefferson Hwy, River Ridge, LA 70123 • United States

353 Carondelet St, New Orleans, LA 70130 • United States

2727 Prytania St, New Orleans, LA 70130 • United States

1811 Metairie Ave, Metairie, LA 70005 • United States

1001 Julia St Suite 112A, New Orleans, LA 70113 • United States

3720 Williams Blvd, Kenner, LA 70065 • United States

1901 Gause Blvd, Slidell, LA 70461 • United States

6920 Bluebonnet Blvd, Baton Rouge, LA 70810 • United States

2201 Us Hwy 190 North, Covington, LA 70433 • United States

1888 Belle Chasse Hwy, Gretna, LA 70056 • United States

3511 General Degaulle Dr, New Orleans, LA 70114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Metairie LA 02/2016 Present
Stratos Wealth Partners Metairie OH 02/2016 Present
  • 02/2016 → Present
    Lpl Financial Llc
    Metairie, LA
  • 02/2016 → Present
    Stratos Wealth Partners
    Metairie, OH
Previous Registrations
  • 2015-01-28 → 2016-02-12
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-02-13 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. 02/12/2016 - Stratos Wealth Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 02/12/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 02/17/2016 - Stratos Wealth Partners - INV REL - Registered Investment Advisor Hybrid - (Hybrid) Stratos Wealth Partners - 100% TIME SPENT - IAR. 4. 2/21/2017 - Stratos WP of GNO Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 08/16/16 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 01/25/2018 - HNB Investments LLC - Investment Related - 757 E. William David Pkwy, Metairie, LA 70005 - Business Entity For Tax/Investment Purposes Only - Start Date 04/04/2016 - 1 Hours Per Month/1 During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-11
  • S66 Uniform Combined State Law Examination
    2012-02-11

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