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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-12 |
Branch Locations
Rockville Centre, NY • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities Inc | Lynbrook | NY | 08/2016 | 09/2016 |
| Unemployed | Oceanside | NY | 10/2016 | 08/2017 |
| Thrivent Financial | Westbury | NY | 08/2017 | 12/2017 |
| Unemployed | Oceanside | NY | 01/2018 | 04/2018 |
| Jpmorgan Securities, Llc | Port Washington | NY | 05/2018 | 02/2019 |
| Thrivent Investment Management Inc. | Westbury | NY | 11/2017 | 12/2017 |
| Jpmorgan Chase Bank N.A. | Port Washington | NY | 05/2018 | 02/2019 |
| Wells Fargo Clearing Services Llc | Garden City | NY | 09/2019 | 07/2022 |
| Unemployed | Unemployed | NY | 02/2019 | 09/2019 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-12 |
| S65 | Uniform Investment Adviser Law Examination | 2010-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-23 |
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