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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-12
  • NY RA
    APPROVED
    Since 2022-08-12

Branch Locations

Rockville Centre, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Securities Inc Lynbrook NY 08/2016 09/2016
Unemployed Oceanside NY 10/2016 08/2017
Thrivent Financial Westbury NY 08/2017 12/2017
Unemployed Oceanside NY 01/2018 04/2018
Jpmorgan Securities, Llc Port Washington NY 05/2018 02/2019
Thrivent Investment Management Inc. Westbury NY 11/2017 12/2017
Jpmorgan Chase Bank N.A. Port Washington NY 05/2018 02/2019
Wells Fargo Clearing Services Llc Garden City NY 09/2019 07/2022
Unemployed Unemployed NY 02/2019 09/2019
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 08/2016 → 09/2016
    Northeast Securities Inc
    Lynbrook, NY
  • 10/2016 → 08/2017
    Unemployed
    Oceanside, NY
  • 08/2017 → 12/2017
    Thrivent Financial
    Westbury, NY
  • 01/2018 → 04/2018
    Unemployed
    Oceanside, NY
  • 05/2018 → 02/2019
    Jpmorgan Securities, Llc
    Port Washington, NY
  • 11/2017 → 12/2017
    Thrivent Investment Management Inc.
    Westbury, NY
  • 05/2018 → 02/2019
    Jpmorgan Chase Bank N.A.
    Port Washington, NY
  • 09/2019 → 07/2022
    Garden City, NY
  • 02/2019 → 09/2019
    Unemployed
    Unemployed, NY
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
S65 Uniform Investment Adviser Law Examination 2010-07-02
S63 Uniform Securities Agent State Law Examination 2007-01-23
  • S66 Uniform Combined State Law Examination
    2017-12-12
  • S65 Uniform Investment Adviser Law Examination
    2010-07-02
  • S63 Uniform Securities Agent State Law Examination
    2007-01-23
Other Names
  • Kim Marie Black
  • Kim-Marie Black
  • Kim Marie Black
  • Kim Black
  • Kimmarie Black

View on SEC IAPD

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