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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-12-03 |
Branch Locations
1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Baltimore | MD | 12/2006 | 06/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2005 | Present |
| Towson State University | Towson | MD | 08/2002 | 06/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 07/2022 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS 2) SELF EMPLOYED, BASS FISHING INSTRUCTION, 1538 LATROBE PARK TERRACE, BALTIMORE, MARYLAND, 21230, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/20/2017, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, TEACHING PEOPLE HOW TO CATCH BIGGER FISH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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