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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-20 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rch Securities | Charlotte | NC | 02/2015 | 10/2023 |
| K.O.I. By Design | Charlotte | NC | 02/2012 | Present |
| Uber | Charlotte | NC | 09/2016 | 11/2020 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2023 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 11/2023 | Present |
KOIBYDESIGN LLC, NOT INV RELATED, BELMONT, NC, 100% OWNERSHIP, START 7/20/2013, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, SMALL ART BUSINESS RESALES OF UPCYCLED HOUSEWARES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-16 |
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