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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Lenox | MA | 12/2006 | 10/2019 |
| Raymond James Financial Services, Inc. | Lenox | MA | 10/2019 | Present |
| Keator Group Llc | Lenox | MA | 06/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Lenox | MA | 03/2025 | Present |
(1)Name of Business: Keator Group LLC Address: 218 Main St, Lenox, MA, 01240, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/16/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed operations manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-04 |
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