James Brennan

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 07/2018
  Jackson National Life Distributors Llc
  Denver, CO
• 07/2018 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 02/2022 → 09/2024
  Morgan Stanley
  Washington, DC
• 09/2024 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2022-03-11 → 2024-09-24
  Morgan Stanley
  Washington, DC
• 2018-07-30 → 2022-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
  New York, NY
  Wayzata, MN
  Reston, VA
• 2011-09-30 → 2012-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alexandria, VA
• 2009-01-05 → 2010-03-30
  Kestra Investment Services, Llc
  Vienna, VA
• 2008-01-31 → 2009-01-02
  Wells Fargo Clearing Services, Llc
  Washington, DC
  Columbia, MD

Other Businesses

--Position: Board Member Company/Employer: Let Me Run Location: Charlotte, NC Start Date: 09/01/2022 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-27
• S66 Uniform Combined State Law Examination
  2008-01-23

Other Names

• James Andrew Brennan