Best Investors Account Sign in

David Herman Safarian

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-08
TX RA APPROVED_RES 2017-11-28
  • MO RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2017-11-28

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Clayton MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Clayton MO 11/2016 09/2017
Stifel Nicolaus & Co Inc Frontenac MO 09/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Clayton, MO
  • 11/2016 → 09/2017
    Wells Fargo Clearing Services, Llc
    Clayton, MO
  • 09/2017 → Present
    Stifel Nicolaus & Co Inc
    Frontenac, MO
Previous Registrations
  • 2001-01-18 → 2004-06-07
    Morgan Stanley Dw Inc.
    Fairview Heights, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-09
S63 Uniform Securities Agent State Law Examination 2000-04-06
  • S65 Uniform Investment Adviser Law Examination
    2000-06-09
  • S63 Uniform Securities Agent State Law Examination
    2000-04-06
Other Names
  • David Herman Safarian

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGIC ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MIDLAND WEALTH MANAGEMENT
ANDERSON HOAGLAND & CO
WEDGEWOOD PARTNERS, INC.

Other Investors

KEVIN THOMAS MAXIM
LAURA ANN NETEMEYER
AVIS NANNETTE CHANDLER
KIMBERLY A KETTLER
Amelia Madai Tobias
KATHLEEN ANN TRIBOUT
LOUIS THOMAS PELLEGRINI
BARRY FRANCIS POWER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FRONTENAC, MO

More in Frontenac, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor