Robert John Rounsfull

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1989 → Present
  Rounsfull & Associates, Ltd.
  Glenview, IL
• 12/2006 → 10/2019
  1St Global Capital Corp.
  Glenview, IL
• 01/2007 → 10/2019
  1St Global Advisors, Inc.
  Glenview, IL
• 01/2010 → 06/2025
  Avantax Insurance Services
  Glenview, IL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Glenview, IL
• 10/2019 → 09/2025
  Avantax Investment Services, Inc
  Glenview, IL
• 01/2010 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Glenview, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Glenview, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Glenview, IL
  Glenview, IL
• 2007-01-19 → 2019-10-25
  1St Global Advisors Inc
  Glenview, IL

Other Businesses

1) ROUNSFULL FINANCIAL GROUP; POSITION: PRESIDENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/21/2014; Glenview IL , ALL ACTIVITIES 2)ROBERT ROUNSFULL TRUST POSITION: trustee NATURE: my personal revocable trust, for which i am the sole grantor, owner, trustee and beneficiary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 2222 Chestnut Ave., Suite 202, Glenview IL 60026, United States DESCRIPTION: manage my personal investments 3)Rounsfull & Associates, Ltd. ; PRESIDENT; CPA Practice; NIR; ; 07/01/1989; Glenview IL

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16

Designations

• Personal Financial Specialist

Other Names

• Robert John Rounsfull
• Robert John Rounsfull
• Bob Rounsfull