Ryan Peter Duchak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-03-10

PA RA
APPROVED

Since 2021-03-10

Branch Locations

Valencia, PA • United States

420 Fort Duquesne Blvd One Gateway Center, Ste 2000, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Pittsburgh	PA	01/2016	03/2021
Lpl Financial, Llc	Pittsburgh	PA	03/2021	Present

01/2016 → 03/2021

Royal Alliance Associates, Inc.

Pittsburgh, PA
03/2021 → Present

Lpl Financial, Llc

Pittsburgh, PA

Previous Registrations

2016-01-25 → 2021-03-12

Osaic Wealth, Inc.

Pittsburgh, PA
2008-11-12 → 2016-01-27

Kestra Investment Services, Llc

Pittsburgh, PA

Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - The Monteverde Group - Investment Related - 100% - Pittsburgh, PA 15222 2) 1/2014 - Real Estate Rental - Investment Related - 5% - 431 Cedarville St. Pittsburgh PA 15224

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-11-11
S63	Uniform Securities Agent State Law Examination	2007-03-13

S65 Uniform Investment Adviser Law Examination

2008-11-11
S63 Uniform Securities Agent State Law Examination

2007-03-13

View on SEC IAPD