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Cody Stratton Carpenter

Umb Private Wealth Management, LLC

Leawood, KS

Kansas City, MO

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Current Employers
Umb Private Wealth Management, Llc

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-06-09
AR RA APPROVED 2026-05-19
CA RA APPROVED 2026-05-19
CO RA APPROVED 2026-05-19
IL RA APPROVED 2026-05-19
IA RA APPROVED 2026-05-19
KS RA APPROVED 2026-05-19
MI RA APPROVED 2026-05-19
MN RA APPROVED 2026-05-19
MO RA APPROVED 2026-05-19
NE RA APPROVED 2026-05-19
NV RA APPROVED 2026-05-19
NM RA APPROVED 2026-05-19
NY RA APPROVED 2026-05-19
OR RA APPROVED 2026-05-19
PA RA APPROVED 2026-05-19
TX RA APPROVED 2026-05-19
VA RA APPROVED 2026-05-19
WA RA APPROVED 2026-05-19
  • MA RA
    APPROVED
    Since 2026-06-09
  • AR RA
    APPROVED
    Since 2026-05-19
  • CA RA
    APPROVED
    Since 2026-05-19
  • CO RA
    APPROVED
    Since 2026-05-19
  • IL RA
    APPROVED
    Since 2026-05-19
  • IA RA
    APPROVED
    Since 2026-05-19
  • KS RA
    APPROVED
    Since 2026-05-19
  • MI RA
    APPROVED
    Since 2026-05-19
  • MN RA
    APPROVED
    Since 2026-05-19
  • MO RA
    APPROVED
    Since 2026-05-19
  • NE RA
    APPROVED
    Since 2026-05-19
  • NV RA
    APPROVED
    Since 2026-05-19
  • NM RA
    APPROVED
    Since 2026-05-19
  • NY RA
    APPROVED
    Since 2026-05-19
  • OR RA
    APPROVED
    Since 2026-05-19
  • PA RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2026-05-19
  • VA RA
    APPROVED
    Since 2026-05-19
  • WA RA
    APPROVED
    Since 2026-05-19

Branch Locations

4200 W 115Th St - Suite #100, Leawood, KS 66211 • United States

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2009 11/2018
Northwestern Mutual Investment Services, Llc Springfield MO 12/2009 11/2018
Umb Private Wealth Management, Llc Kansas City MO 05/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 11/2018
Creative Planning Overland Park KS 12/2018 07/2022
Umb Bank Leawood KS 08/2022 Present
Umb Financial Services Inc Leawood KS 08/2022 05/2026
  • 04/2009 → 11/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2009 → 11/2018
    Northwestern Mutual Investment Services, Llc
    Springfield, MO
  • 05/2026 → Present
    Umb Private Wealth Management, Llc
    Kansas City, MO
  • 01/2016 → 11/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2018 → 07/2022
    Creative Planning
    Overland Park, KS
  • 08/2022 → Present
    Umb Bank
    Leawood, KS
  • 08/2022 → 05/2026
    Umb Financial Services Inc
    Leawood, KS
Previous Registrations
Other Businesses

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, Wealth Advisor, start date 08/01/2022, 152 hours per month allocated to UMB Bank during normal business hours. Duties include Relationship management with existing clients and working with other team members to deliver holistic financial planning with clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-31
  • S63 Uniform Securities Agent State Law Examination
    2010-08-31
Designations
Other Names
  • Cody S Carpenter

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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